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Total Net Worth:
Liquid Net Worth:
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Do you own securities and/or other liquid investments having an aggregate market value of at least $2,000,000 (Qualified Eligible Participant)?
Do you believe that you have sufficent knowledge and experience in financial and business matters to evaluate the merits and risks of hedge funds and managed accounts?
HEDGE FUNDS AND MANAGED ACCOUNT INVESTMENTS
INVOLVE A HIGH DEGREE OF RISK AND ARE SUITABLE ONLY FOR PERSONS
OF SUBSTANTIAL FINANCIAL MEANS WHO HAVE NO NEED FOR LIQUIDITY
OF THEIR INVESTMENTS AND WHO COULD BEAR THE ENTIRE LOSS OF
The current value of my liquid assets (cash,
freely marketable securities, cash surrender value of life
insurance, etc.) is sufficient to provide for my current
and anticipated needs and possible contingencies, so that
I am capable of bearing the economic risk of hedge fund
and managed account investments.
I hereby acknowledge that the information I will
be able to access on Bearing Asset Management's website
is not an Offer, but is for information purposes only.
I will not share my password. Any further formal relationship
with Bearing Asset Management may require additional steps
to insure adherence to local rules and regulations.
I hereby represent, warrant and covenant that: (i) I am
not, nor is any person or entity controlling, controlled
by or under common control with me, a person or entity that
acts, directly or indirectly, (a) in contravention of any
U.S. or international laws and regulations, including anti-money
laundering regulations or conventions, (b) on behalf of
terrorists or terrorist organizations, including those persons
or entities that are included on the List of Specially Designated
Nationals and Blocked Persons maintained by the U.S. Treasury
Department's Office of Foreign Assets Control (the list
may be accessed on the web at http://www.treas.gov/ofac),
as such list may be amended from time to time, (c) for a
senior foreign political figure, any member of a senior
foreign political figure's immediate family or any close
associate of a senior foreign political figure, unless Bearing
Asset Management , after being specifically notified by
you that you are such a person, determines that access shall
be permitted, or (d) for a foreign shell bank, and (ii)
to the extent that I have any beneficial owners, (a) I have
carried out thorough due diligence to establish the identities
of such beneficial owners, and (b) based on such due diligence,
I reasonably believe that no such beneficial owners are
persons described in (i) above.
By electronically signing below,
I am affirming that all the information contained herein
is true and correct to the best of my knowledge and belief.
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